-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cb27neRzDjBNSgC6C0gCRaAtnGZ7Ckq98wXazaJPne3jQPHN9Xm9Cq/qDfdXMsrb R6+YChasnnjFVPUnB0ivfg== 0000950142-01-000123.txt : 20030731 0000950142-01-000123.hdr.sgml : 20010228 ACCESSION NUMBER: 0000950142-01-000123 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010226 GROUP MEMBERS: BERKOWITZ CAPITAL & CO., L.L.C. GROUP MEMBERS: BERKOWITZ J L & CO L L C GROUP MEMBERS: CRAMER BERKOWITZ PARTNERS, L.P. GROUP MEMBERS: JEFFREY L. BERKOWITZ SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UFP TECHNOLOGIES INC CENTRAL INDEX KEY: 0000914156 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 042314970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44833 FILM NUMBER: 1554206 BUSINESS ADDRESS: STREET 1: 172 EAST MAIN ST CITY: GEORGETOWN STATE: MA ZIP: 01833 BUSINESS PHONE: 5083522200 MAIL ADDRESS: STREET 1: 172 EAST MAIN ST CITY: GEORGETOWN STATE: MA ZIP: 02135 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERKOWITZ J L & CO L L C CENTRAL INDEX KEY: 0001013994 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 100 WALL ST STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127424480 MAIL ADDRESS: STREET 1: 100 WALL ST STREET 2: 8 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: CRAMER J J & CO INC DATE OF NAME CHANGE: 19960510 SC 13D/A 1 0001.txt AMENDMENT NO. 13 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13) ----------------------- UFP TECHNOLOGIES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 902 673 102 (CUSIP Number) JEFFREY L. BERKOWITZ 40 FULTON STREET NEW YORK, NY 10038 TEL. NO.: (212) 587-2900 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) ----------------------- FEBRUARY 22, 2001 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 1(f) or 1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ - ----------------------------- ------------------------------ 902 673 102 Page 2 of 11 - ----------------------------- ------------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Cramer Berkowitz Partners, L.P. (f/k/a Cramer Partners, L.P.) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES -------------------------------------------------- BENEFICIALLY OWNED BY EACH 8 SHARE VOTING POWER REPORTING PERSON 170,000 WITH -------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 10 SHARED DISPOSITIVE POWER 170,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 170,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ----------------------------- ------------------------------ 902 673 102 Page 3 of 11 - ----------------------------- ------------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Berkowitz Capital & Co., L.L.C. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES -------------------------------------------------- BENEFICIALLY OWNED BY EACH 8 SHARE VOTING POWER REPORTING PERSON 170,000 WITH -------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 10 SHARED DISPOSITIVE POWER 170,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 170,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ----------------------------- ------------------------------ 902 673 102 Page 4 of 11 - ----------------------------- ------------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON J.L. Berkowitz & Co., L.L.C. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES -------------------------------------------------- BENEFICIALLY OWNED BY EACH 8 SHARE VOTING POWER REPORTING PERSON 170,000 WITH -------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 10 SHARED DISPOSITIVE POWER 170,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 170,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ----------------------------- ------------------------------ 902 673 102 Page 5 of 11 - ----------------------------- ------------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Jeffrey L. Berkowitz - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES -------------------------------------------------- BENEFICIALLY OWNED BY EACH 8 SHARE VOTING POWER REPORTING PERSON 170,000 WITH -------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- -------------------------------------------------- 10 SHARED DISPOSITIVE POWER 170,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 170,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ----------------------------- ------------------------------ 902 673 102 Page 6 of 11 - ----------------------------- ------------------------------ ITEM 1. SECURITY AND ISSUER. The undersigned hereby amends the statement on Schedule 13D, dated December 24, 1994, as amended by Amendment No. 1, dated February 9, 1995, as amended by Amendment No. 2 dated June 16, 1995, as amended by Amendment No. 3 dated July 7, 1995, as amended by Amendment No. 4 dated November 3, 1995, as amended by Amendment No. 5 dated December 29, 1995, as amended by Amendment No. 6 dated January 19, 1996, as amended by Amendment No. 7 dated March 18, 1996, as amended by Amendment No. 8 dated October 28, 1996, as amended by Amendment No. 9 dated February 27, 1998, as amended by Amendment No. 10 dated March 23, 1998, as amended by Amendment No. 11 dated April 23, 1998, and as amended by Amendment No. 12 dated December 23, 1999 (the "Statement"), filed by the undersigned relating to the Common Stock, par value $.01 per share (the "Shares"), of UFP Technologies, Inc., a Delaware corporation (the "Company"). Unless otherwise indicated, all capitalized terms used herein shall have the same meaning as set forth in the Statement. ITEM 2. IDENTITY AND BACKGROUND. Item 2 of the statement is hereby amended and restated to read in its entirety as follows: This statement on Schedule 13D is being filed by J.L. Berkowitz & Co., L.L.C., a Delaware limited liability company (the "Manager"), Berkowitz Capital & Co., L.L.C., a Delaware limited liability company (the "General Partner"), Cramer Berkowitz Partners, L.P. (formerly Cramer Partners, L.P.), a Delaware limited partnership (the "Partnership") and Jeffrey L. Berkowitz (collectively the "Reporting Persons"). A copy of the Joint Filing Agreement among the Reporting Persons is annexed hereto as Exhibit A. - ----------------------------- ------------------------------ 902 673 102 Page 7 of 11 - ----------------------------- ------------------------------ The Manager acts as an investment adviser to and manager of the Partnership. The address of the principal business and principal office of the Manager, the Partnership and the General Partner is 40 Fulton Street, New York, NY 10038. The business address of Jeffrey L. Berkowitz is 40 Fulton Street, New York, NY 10038. The present principal occupation or employment of Jeffrey L. Berkowitz is Managing Member of the Manager. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Items 5(a), 5(b), 5(c) and 5(e) of the statement are hereby amended and restated to read in their entirety as follows: (a) This statement on Schedule 13D relates to 170,000 Shares beneficially owned by the Reporting Persons, which constitute approximately 3.9% of the issued and outstanding Shares. (b) The Partnership, the General Partner, and the Manager have sole voting and dispositive power with respect to Shares owned by the Partnership. Jeffrey L. Berkowitz has shared voting and dispositive power with respect to the Partnership's 170,000 Shares. (c) In the last 60 days, the Reporting Persons purchased or sold Shares on the dates, in the amounts and at the prices set forth on Exhibit B attached hereto and incorporated by reference herein. All of such sales were conducted through private transactions with the Company. 5(e) As of the close of business on February 22, 2001, the Reporting persons ceased to be the beneficial owner of more than five percent of the class of securities. - ----------------------------- ------------------------------ 902 673 102 Page 8 of 11 - ----------------------------- ------------------------------ ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Item 6 of the Statement is amended by deleting on the second line the number "470,000" and replacing it with the number "170,000." - ----------------------------- ------------------------------ 902 673 102 Page 9 of 11 - ----------------------------- ------------------------------ SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 26, 2001 CRAMER BERKOWITZ PARTNERS, L.P. By: Berkowitz Capital & Co., L.L.C. its general partner By: /s/ Jeffrey L. Berkowitz --------------------------------------- Name: Jeffrey L. Berkowitz Title: Managing Member BERKOWITZ CAPITAL & CO., L.L.C. By: /s/ Jeffrey L. Berkowitz --------------------------------------- Name: Jeffrey L. Berkowitz Title: Managing Member J.L. BERKOWITZ & CO., L.L.C. By: /s/ Jeffrey L. Berkowitz --------------------------------------- Name: Jeffrey L. Berkowitz Title: Managing Member /s/ Jeffrey L. Berkowitz -------------------------------------------- Jeffrey L. Berkowitz - ----------------------------- ------------------------------ 902 673 102 Page 10 of 11 - ----------------------------- ------------------------------ EXHIBIT A JOINT FILING AGREEMENT PURSUANT TO RULE 13D-(k)(1) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is accurate. Dated as of February 26, 2001 CRAMER BERKOWITZ PARTNERS, L.P. By: Berkowitz Capital & Co., L.L.C. its general partner By: /s/ Jeffrey L. Berkowitz --------------------------------------- Name: Jeffrey L. Berkowitz Title: Managing Member BERKOWITZ CAPITAL & CO., L.L.C. By: /s/ Jeffrey L. Berkowitz --------------------------------------- Name: Jeffrey L. Berkowitz Title: Managing Member J.L. BERKOWITZ & CO., L.L.C. By: /s/ Jeffrey L. Berkowitz --------------------------------------- Name: Jeffrey L. Berkowitz Title: Managing Member /s/ Jeffrey L. Berkowitz -------------------------------------------- Jeffrey L. Berkowitz - ----------------------------- ------------------------------ 902 673 102 Page 11 of 11 - ----------------------------- ------------------------------ EXHIBIT B TRANSACTIONS IN COMMON STOCK OF THE COMPANY WITHIN THE LAST SIXTY DAYS NO. OF SHARES TRADE DATE PURCHASED/SOLD COST PER SHARE TYPE ---------- -------------- -------------- ---- 2/22/01 300,000 $1.75 S -----END PRIVACY-ENHANCED MESSAGE-----